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- Securities Regulations in Canada
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- - Securities Legislation
- - Prospectus Requirement
- - Prospectus Exemptions
- - Minimum Amount Exemption
- - Accredited Investor Exemption
- - Friends, Family & Business exemption
- - Employee, Executive, Director exemption
- - Existing Security Holder Exemption
- - Investor Dealer Exemption
Prospectus Exemptions
A prospectus exemption refers to an exemption from the prospectus requirement, including:
Minimum amount exemption
Accredited investor exemption
Family, Friends and Business Associates Exemption
Employee, Executive Officer, Director and Consultant Exemption
Existing security holder exemption
(See Prospectus requirement)
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